We safeguard all transfer
information, even beyond our SSAE16 (SAS70) certified process, and maintain a
Financial Institution Blanket Bond that has been registered with the SEC since
2009.
We maintain compliance through annual SEC
audits. We’re regulated by the IRS for the cost basis-reporting rule and uphold
full compliance. We’re also active members of the STA. Our end-to-end transfer
agency offers:
One Glenwood Ave, Suite 1001
Raleigh, NC 27603
Tel: +1.919.481.4000
Fax: +1.919.481.6222