Direct Transfer is a leading stock transfer agent focused on compliance.

Transfer Agency

We safeguard all transfer information, even beyond our SSAE16 (SAS70) certified process, and maintain a Financial Institution Blanket Bond that has been registered with the SEC since 2009.

We maintain compliance through annual SEC audits. We’re regulated by the IRS for the cost basis-reporting rule and uphold full compliance. We’re also active members of the STA. Our end-to-end transfer agency offers:

  • In-house experts for document preparation and review
  • Electronic issuing, managing and monitoring of all corporate stock online
  • Receipt and processing of all transactions
  • Print-on-demand digital certificate library
  • Communication with shareholders via e-Notify
  • Setup, monitoring and direct annual meeting and proxy vote
  • Warrant, escrow and rights offerings
  • Dividend and Paying Agent services
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Transfer Agency

Issuer Direct® is an industry-leading communications and compliance company focusing on the needs of corporate issuers. Issuer Direct’s principal platform, Platform id., empowers users by thoughtfully integrating the most relevant tools, technologies and services, thus eliminating the complexity associated with producing and distributing financial and business communications. Headquartered in RTP N.C., Issuer Direct serves more than 2,000 public and private companies in more than 18 countries.

US Global HQ

One Glenwood Ave, Suite 1001
Raleigh, NC 27603

Tel: +1.919.481.4000

Fax: +1.919.481.6222

info@issuerdirect.com

Other US Office Locations

Salt Lake City, Utah

New York City, New York

Fort Lauderdale, Florida

Toll Free: 877.481.4014

International Office Locations

London, United Kingdom

Calgary, Alberta, Canada

Toll Free: 877.481.4014