Transfer Agent Services

End-to-end transfer agency offerings

  • In-house experts for document preparation and review
  • Print, fulfill, and manage corporate action processes
  • Electronic issuing, transfer, managing and monitoring of all corporate stock online
  • Receipt and processing of all transactions
  • Print-on-demand digital certificate library
  • Communication with shareholders via e-Notify
  • Setup, monitoring and direct annual meeting and proxy vote
  • Warrant, escrow and rights offerings
  • Dividend and Paying Agent services
  • Paper to electronic book entry conversion
*We safeguard all transfer information, even beyond our SSAE16 (SAS70) certified process, and maintain a Financial Institution Blanket Bond that has been registered with the SEC since 2009. We maintain compliance through annual SEC audits. We’re regulated by the IRS for the cost basis-reporting rule and uphold full compliance. We’re also active members of the STA.
“Issuer Direct’s employees are knowledgeable, friendly and prompt in processing our requests as well as answering inquiries from our clients. In addition, their website is easy to navigate. The customer service (and website) are a definite upgrade from our previous transfer agent.”
Carol Isaac - Senior Vice President | Paragon Bank

Leading corporate stock transfer agent focused on compliance

Direct Transfer is large enough to give you the full service of a large transfer agency, yet small enough to pick up the phone, develop relationships, and provide you with a top notch personal experience. Interested in learning more about our services?  We would be happy to answer any questions that you may have.

You Might Also be Interested In

Issuer Direct® is an industry-leading business communications and compliance company focusing on the needs of corporate issuers. Issuer Direct’s principal platform, Platform id., empowers users by thoughtfully integrating the most relevant tools, technologies and services, thus eliminating the complexity associated with producing and distributing financial and business communications. Headquartered in Raleigh N.C., Issuer Direct serves thousands of companies around the globe in 18 countries.

US Global HQ

One Glenwood Ave, Suite 1001
Raleigh, NC 27603

Tel: +1.919.481.4000

Fax: +1.919.481.6222